Who We Help
Who We Are
What We Do
Why Work With Us?
If married, spouse’s name
Do you have children?
Yes, and they are independent
Yes, and they are dependent
Do you or your spouse have children from a previous marriage?
Have you recently transitioned or are still transitioning through any of the following (select all that apply)?
Career change or promotion
Loss of a parent or spouse
What are your primary financial and life goals (select all that apply)?
Determining an age to comfortably retire
Guidance in budgeting
Saving for retirement
Saving for a child’s college education
Planning my estate
Managing my investments
Understanding my taxes and how they can be reduced
Financial giving / Charity
Simplifying and organizing my financials
If other, please explain:
Budgeting & Debt
Are you aware of the amount of money you spend on a monthly basis?
Do have any outstanding debts?
If yes, please select all of the following debts you have outstanding:
If other, please explain:
Are you currently or have you ever worked with a financial advisor?
Which of the following are valuable qualities that you would like to see in your ideal advisor (select all that apply)?
Willing to teach financial information to me
Willing to be collaborative
Takes ownership of my problems as if they were their own
Has wisdom, knowledge, and experience that allow for valuable financial recommendations
Cares about financial needs as well as emotional, relational, and spiritual ones
Values financial gifting / Charity
How much involvement would you like in the investment process?
I prefer to delegate those responsibilities to an advisor
I prefer to collaborate with an advisor
What is your attitude toward risk?
What is your investment objective?
The sum of your savings, investments and retirement accounts has a value of
$0 - $499,000
$500,000 - $999,999
$1,000,000 - $2,499,999
$2,500,000 - $4,999,999
Which of the following investments do you currently own (select all that apply)?
Money market account
Previously purchased annuity (fixed or variable)
Exchange traded funds
Employee Benefits and Perks
Which of the following employee benefits do you or your spouse receive (select all that apply)?
Deferred compensation plan
Employee stock ownership plan
Employee stock purchase plan
Supplemental executive retirement plan
Which of the following retirement accounts do you have (select all that apply)?
Have you begun receiving social security benefits?
Are you or have you ever been a government employee?
Do you own a home?
If yes, do you have a mortgage?
Do you own rental properties?
Do you prepare your own taxes?
Are you self-employed?
Do you have a will?
Do you have a trust?
What is your preferred way for us to contact you?
If phone –
If email –
How did you find out about our services?